Saturday, February 2, 2008

Think Again: Soft Power

The weighing, or balancing, of "hard" and "soft" power is now being integrated into "smart" power. I notice that Nye and a few other of the scholars in this field are starting to discuss this topic. It is very fascinating and well worth talking about when looking at foreign policy and the geo-political events of the world.

“Soft Power Is Cultural Power”
Partly. Power is the ability to alter the behavior of others to get what you want. There are basically three ways to do that: coercion (sticks), payments (carrots), and attraction (soft power). British historian Niall Ferguson described soft power as “non-traditional forces such as cultural and commercial goods”—and then promptly dismissed it on the grounds that “it’s, well, soft.” Of course, the fact that a foreigner drinks Coca-Cola or wears a Michael Jordan T-shirt does not in itself mean that America has power over him. This view confuses resources with behavior. Whether power resources produce a favorable outcome depends upon the context. This reality is not unique to soft-power resources: Having a larger tank army may produce military victory if a battle is fought in the desert, but not if it is fought in swampy jungles such as Vietnam.

A country’s soft power can come from three resources: its culture (in places where it is attractive to others), its political values (when it lives up to them at home and abroad), and its foreign policies (when they are seen as legitimate and having moral authority). Consider Iran. Western music and videos are anathema to the ruling mullahs, but attractive to many of the younger generation to whom they transmit ideas of freedom and choice. American culture produces soft power among some Iranians, but not others.

“Economic Strength Is Soft Power"
No. In a recent article on options for dealing with Iran, Peter Brookes of the Heritage Foundation refers to “soft power options such as economic sanctions.” But there is nothing soft about sanctions if you are on the receiving end. They are clearly intended to coerce and are thus a form of hard power. Economic strength can be converted into hard or soft power: You can coerce countries with sanctions or woo them with wealth. As Walter Russell Mead has argued, “economic power is sticky power; it seduces as much as it compels.” There’s no doubt that a successful economy is an important source of attraction. Sometimes in real-world situations, it is difficult to distinguish what part of an economic relationship is comprised of hard and soft power. European leaders describe other countries’ desire to accede to the European Union (EU) as a sign of Europe’s soft power. Turkey today is making changes in its human rights policies and domestic law to adjust to EU standards. How much of this change is driven by the economic inducement of market access, and how much by the attractiveness of Europe’s successful economic and political system? It’s clear that some Turks are replying more to the hard power of inducement, whereas others are attracted to the European model of human rights and economic freedom.

“Soft Power Is More Humane Than Hard Power”
Not necessarily. Because soft power has been hyped as an alternative to raw power politics, it is often embraced by ethically minded scholars and policymakers. But soft power is a description, not an ethical prescription. Like any form of power, it can be wielded for good or ill. Hitler, Stalin, and Mao, after all, possessed a great deal of soft power in the eyes of their acolytes. It is not necessarily better to twist minds than to twist arms. If I want to steal your money, I can threaten you with a gun, or I can swindle you with a get-rich-quick scheme in which you invest, or I can persuade you to hand over your estate as part of a spiritual journey. The third way is through soft power, but the result is still theft.

Although soft power in the wrong hands can have horrible consequences, it can in some cases offer morally superior means to certain goals. Contrast the consequences of Mohandas Gandhi or Martin Luther King Jr.’s choice of soft power with Yasir Arafat’s choice of the gun. Gandhi and King were able to attract moderate majorities over time, and the consequences were impressive both in effectiveness and in ethical terms. Arafat’s strategy of hard power, by contrast, killed innocent Israelis and drove Israeli moderates into the arms of the hard right.

"Hard power Can Be Measured, and Soft Power Cannot"
False. Washington Post columnist Jim Hoagland has complained that soft power, like globalization, is too “elastic” a concept to be useful. Like others, he fails to understand the difference between power resources and behavior. In fact, it’s quite possible to quantify sources of soft power. One can, for example, measure and compare the cultural, communications, and diplomatic resources that might produce soft power for a country. Public opinion polls can quantify changes in a country’s attractiveness over time. Nor is hard power as easy to quantify as Hoagland seems to believe. The apparent precision of the measurement of hard power resources is often spurious and might be called “the concrete fallacy”—the notion that the only important resources are those that can be dropped on your foot (or on a city). That’s a mistake. The United States had far more measurable military resources than North Vietnam, but it nonetheless lost the Vietnam War. Whether soft power produces behavior that we want will depend on the context and the skills with which the resources are converted into outcomes.

“Europe Counts Too Much on Soft Power and the United States Too Much on Hard Power”
True. Robert Kagan’s clever phrase that Americans are from Mars and Europeans are from Venus is an overstatement, but it contains a core of truth. Europe has successfully used the attraction of its successful political and economic integration to obtain outcomes it wants, and the United States has often acted as though its military preeminence can solve all problems. But it is a mistake to rely on hard or soft power alone. The ability to combine them effectively might be termed “smart power.” During the Cold War, the West used hard power to deter Soviet aggression, while it also used soft power to erode faith in Communism behind the iron curtain. That was smart power. To be smart today, Europe should invest more in its hard-power resources, and the United States should pay more attention to its soft power.

“The Bush Administration Neglects America’s Soft Power”
More true in the first term than the second. When Defense Secretary Donald Rumsfeld was asked about soft power in 2003, he replied “I don’t know what it means.” The administration and the country paid a high price for that ignorance. Fortunately, in Bush’s second term, with Condoleezza Rice and Karen Hughes at the State Department and Rumsfeld’s reputation dented by the kind of failures the private sector would never tolerate, the second term team has shown an increased concern about America’s soft power. The president has stressed values in foreign policy and has increased the budget for public diplomacy.


“Some Goals Can Only Be Achieved by Hard Power”

No Doubt. North Korean dictator Kim Jong Il’s penchant for Hollywood movies is unlikely to affect his decision on developing nuclear weapons. Hard power just might dissuade him, particularly if China agreed to economic sanctions. Nor will soft power be sufficient to stop the Iranian nuclear program, though the legitimacy of the administration’s current multilateral approach may help to recruit other countries to a coalition that isolates Iran. And soft power got nowhere in luring the Taliban away from al Qaeda in the 1990s. It took American military might to do that. But other goals, such as the promotion of democracy and human rights are better achieved by soft power. Coercive democratization has its limits—as the United States has (re)discovered in Iraq.

“Military Resources Produce Only Hard Power”
No. The mention of hard power immediately conjures up images of tanks, fighters, and missiles. But military prowess and competence can sometimes create soft power. Dictators such as Hitler and Stalin cultivated myths of invincibility and inevitability to structure expectations and attract others to join their cause. As Osama bin Laden has said, people are attracted to a strong horse rather than a weak horse. A well-run military can be a source of admiration. The impressive job of the U.S. military in providing humanitarian relief after the Indian Ocean tsunami and the South Asian earthquake in 2005 helped restore the attractiveness of the United States. Military-to-military cooperation and training programs, for example, can establish transnational networks that enhance a country’s soft power.

Of course, misuse of military resources can also undercut soft power. The Soviets had a great deal of soft power in the years after World War II, but they destroyed it by the way they used their hard power against Hungary and Czechoslovakia. Brutality and indifference to just war principles of discrimination and proportionality can also destroy legitimacy. The efficiency of the initial U.S. military invasion of Iraq in 2003 created admiration in the eyes of some foreigners, but that soft power was undercut by the subsequent inefficiency of the occupation and the scenes of mistreatment of prisoners at Abu Ghraib.

“Soft Power Is Difficult to Use.”
Partly true. Governments can control and change foreign policies. They can spend money on public diplomacy, broadcasting, and exchange programs. They can promote, but not control popular culture. In that sense, one of the key resources that produce soft power is largely independent of government control. That is why the Council on Foreign Relations recently suggested the formation of a Corporation for Public Diplomacy—modeled on the U.S. Corporation for Public Broadcasting—to engage wider participation among private groups and individuals (who are often unwilling to be part of official government productions).

“Soft Power Is Irrelevant to the Current Terrorist Threat”
False. There is a small likelihood that the West will ever attract such people as Mohammed Atta or Osama bin Laden. We need hard power to deal with people like them. But the current terrorist threat is not Samuel Huntington’s clash of civilizations. It is a civil war within Islam between a majority of moderates and a small minority who want to coerce others into an extremist and oversimplified version of their religion. The United States cannot win unless the moderates win. We cannot win unless the number of people the extremists are recruiting is lower than the number we are killing and deterring. Rumsfeld himself asked in a 2003 memo: “Are we capturing, killing, or deterring and dissuading more terrorists every day than the madrasas and the radical clerics are recruiting, training, and deploying against us?” That equation will be very hard to balance without a strategy to win hearts and minds. Soft power is more relevant than ever.

Joseph S. Nye Jr. is distinguished service professor at Harvard University and author, most recently, of “The Power Game: A Washington Novel” (New York: PublicAffairs, 2004).

Source:
Foreign Policy

25 comments:

Kevin said...

For some reason, after reading Nye's above attempts to delineate "soft power", his definition is actually seeming more vague and elusive to me. For example, he makes "attraction" the defining characteristic, but that raises the question of what is the reason behind the attraction? Some form of carrots and sticks perhaps? Expectations of pain or pleasure?

To take one of Nye's examples in detail, consider his soft and hard theft:

(1) "I can threaten you with a gun," -- (hard) the promise of a negative consequence, presumably with a fully loaded and functioning gun and the will to use it.

(2) "I can swindle you with a get-rich-quick scheme in which you invest," -- (hard) the promise of a positive consequence, but in this case it is a lie which, having no basis in reality, seems like it might amount to soft power, but Nye implies it's hard, which makes me wonder if all promises and even propaganda would be hard.

Yet Nye also classifies Hitler, Stalin, and Mao's twisting of minds as "soft power", even though it seems that such twisting directly resulted from scenarios akin to #1 and #2.

(3) "I can persuade you to hand over your estate as part of a spiritual journey." -- (soft) this is the only one that Nye calls "soft power". However, if the result is truly a spiritual journey then where is the theft? If not, then how does it differ from the swindle in #2?

Perhaps you can shed some light on what I'm missing here? Thanks.

Kevin

Reilly said...

Kevin,

Good question about "attraction." It is the basis for Nye's theory of soft power. Here is a more clear articulation of it:

http://hbswk.hbs.edu/archive/4290.html

In the portion that confuses you, Nye is not delineating "hard" and "soft." He is talking about soft being hyped at the alternative to raw power politics.

"But soft power is a description, not an ethical prescription. Like any form of power, it can be wielded for good or ill. Hitler, Stalin, and Mao, after all, possessed a great deal of soft power in the eyes of their acolytes. It is not necessarily better to twist minds than to twist arms. If I want to steal your money, I can threaten you with a gun, or I can swindle you with a get-rich-quick scheme in which you invest, or I can persuade you to hand over your estate as part of a spiritual journey. The third way is through soft power, but the result is still theft."

If it is read as a whole, Nye is explaining how theft is theft. The gun example needs to be taken out of his example of soft which precedes it.

For further reading on the subject and related ones, He has numerous articles:

http://ksgfaculty.harvard.edu/Joseph_Nye

http://www.foreignaffairs.org/20040501facomment83303/joseph-s-nye-jr/the-decline-of-america-s-soft-power.html

http://links.jstor.org/sici?sici=0015-7228(199023)80%3C153%3ASP%3E2.0.CO%3B2-1

Reilly said...

Sorry the last two links didn't come out. But if you go to:
www.foreignaffairs.org
www.jstor.org
You can search Joseph Nye there and find them.

Cheers

Kevin said...

Reilly,

Thanks for the links.

Reilly wrote: "If it is read as a whole, Nye is explaining how theft is theft. The gun example needs to be taken out of his example of soft which precedes it."

So, are you suggesting that, despite Nye's sole naming of #3 as "soft power", that #2 is also soft and that #1 is the only hard one and was mistakenly included? Also, is #3 theft even if the expected spiritual journey is real? And if it is not real, what is the difference from #2?

In your first link, Nye makes a concise statement: "If I am persuaded to go along with your purposes without any explicit threat or exchange taking place--in short, if my behavior is determined by an observable but intangible attraction--soft power is at work."

To me, the part between the dashes is too vague, but the previous part suggests that the primary characteristic of "soft power" is that the exchange (i.e. the communication of conditionals) be implicit rather than explicit. But by this definition, "soft power" is perhaps not best described as "power" but rather as a means of communicating conditionals.

By example, influence merely through independent observation of US military strength would be soft power, while explicit promises of using US military strength would be hard power. This interpretation would also comport with Nye's theft examples if he meant to imply in #3 that the swindler made no explicit statement that the spiritual journey was conditional upon handing over one's estate, and that is why #3 is soft while the others are hard.

From this vantage, I can see that Nye's "soft power" may be considered "power" since the way we communicate can affect our influence. Also, crafting situations so that they can be better communicated "softly" is a reasonable extension. But, IMHO, the term "soft power" seems to miss the core of its actual meaning which, if I'm understanding it accurately now, focuses upon "soft communication".

Or am I still missing something?

Cheers

Reilly said...

I do think that Nye is fairly clear when he states that soft power:

"rests on the ability to shape the preferences of others. In the business world, smart executives know that leadership is not just a matter of issuing commands, but also involves leading by example and attracting others to do what you want. Similarly, contemporary practices of community-based policing rely on making the police sufficiently friendly and attractive that a community wants to help them achieve shared objectives.

Political leaders have long understood the power that comes from attraction. If I can get you to want to do what I want, then I do not have to use carrots or sticks to make you do it. Soft power is a staple of daily democratic politics. The ability to establish preferences tends to be associated with intangible assets such as an attractive personality, culture, political values and institutions, and policies that are seen as legitimate or having moral authority. If a leader represents values that others want to follow, it will cost less to lead.

Soft power is not merely the same as influence. After all, influence can also rest on the hard power of threats or payments. And soft power is more than just persuasion or the ability to move people by argument, though that is an important part of it. It is also the ability to attract, and attraction often leads to acquiescence. Simply put, in behavioral terms, soft power is attractive power. Soft power resources are the assets that produce such attraction.

If I am persuaded to go along with your purposes without any explicit threat or exchange taking place—in short, if my behavior is determined by an observable but intangible attraction—soft power is at work. Soft power uses a different type of currency—not force, not money—to engender cooperation. It uses an attraction to shared values, and the justness and duty of contributing to the achievement of those values."

Hard can be best summed up in: force.

Semantics are important, especially as we communicate. There are challenges in all forms of communication, especially when you are attempting to dichotomize terms that most people don't use in daily life. This is important, however, since politics, theory, and ideological purpose impact international relations and how the US is going to move forth in its international role.

Now the convergence or synthesis and the balanced use of the two is now being called "smart power." I am very interested in this, but that is for another post.

Dave Brave said...

Interesting. Nye doesn't explicitly say #1 and #2 are hard power, he just says #3 is soft power (possibly implying 1 and 2 are hard, but he's not here to ask, so we may have to let that slide). His point as I read it under the headline is that soft power is not necessarily more humane. In terms of soft power, I think Ronald Reagen and the SALT talks are a good example. Reagan was very personable, and he would ignore his consultants advice to be austere in negotiations. He told jokes and progressed with disarmament talks in a relaxed, personable manner. The outcome was tremendous as the concessions gained always surpassed what was expected.

Kevin said...

Dave,

Thanks for joining in and addressing my question about the 3 thefts. I agree with you about the context, which is why it makes sense to me that in his last sentence of that paragraph, Nye is pointing to #3 in contrast to the other two examples.

But regardless of what Nye meant by that last sentence, if he did in fact convey his definition of soft power fairly clearly, then we should be able to independently figure out whether each of the 3 are either soft or hard, no?

I'm not sure if the SALT talks would qualify as Nye's "soft power" since disarmament (or limiting armament) might be seen as a carrot, and it's still an explicit "if you do X, I'll do Y" exchange which, according to Nye, actually seems to imply "hard power". Granted, it is mutually beneficial (if the treaty is actually kept), but I'm not sure that is sufficient to make it "soft power".

Of course, you may be right, in which case I still don't understand the requirements for soft vs. hard power.

Kevin

Kevin said...

Reilly,

So... you're saying that I'm still missing it? :) Because the excerpt you quoted (a part of which I also quoted) seems to me to be consistent with my preceding interpretation.

If Nye is clear and yet I have not recapitulated it correctly, I'd appreciate discussing the narrow theft examples, and, in addition, any other sets of scenarios which are identical except for one being hard and the other soft. Was my US military example off the mark?

Reilly wrote: "Hard can be best summed up in: force."

... or the threat of force... or economic sanction... or exchange... right?

Kevin

Dave Brave said...

Point taken. Nye hasn't articulated soft power clear enough for you. But this article isn't a description or definition of soft power. So clearly articulating it's definition isn't the purpose of this particular article. Rather, it is an answer to some of the myths about or objections to soft power.

I wasn't pointing to the SALT talks in and of themselves as my example of soft power, but rather - Reagan's persona. Concessions were won on the basis of 'attraction', in this case, the charisma held by a world leader. (I have a friend who did his MA thesis at the LSE on this topic. Fascinating stuff).

'Soft power' has appeal, and at times, there can be an inspirational quality to it. For example, there are tons of immigrants desiring to come to the US because it inspires them. They want to be part of the American Dream. The American Dream is a great example of soft power - because it is a powerful idea that effects the way people think and feel.

Reilly said...

Good idea.

In the paragraph titled "Soft Power Is More Humane Than Hard Power," Nye is countering the myth that is stated in the title, not defining soft power overtly.

He gave the example of Gandhi and King Jr. who used soft power for good. The impact of attraction caused people to want to change.

Nye states, "Hitler, Stalin, and Mao, after all, possessed a great deal of soft power in the eyes of their acolytes. It is not necessarily better to twist minds than to twist arms." Here he is showing that both forms of power can be used for evil as well.

Nye then goes on to give the thieves example:

"If I want to steal your money, I can threaten you with a gun, or I can swindle you with a get-rich-quick scheme in which you invest, or I can persuade you to hand over your estate as part of a spiritual journey. The third way is through soft power, but the result is still theft."

Gun = Hard power. Scheme = unstated power. Persuade = soft power. From your posts it seems that the second example throws the whole of soft power into confusion for you.

Scheme could be soft power because is does not use the military or force. On the other hand, it uses deception and manipulation, both of which do not cause people to want to change in and of themselves. I would venture to say it would not be either, but power through deception and used for evil.

That leaves us with your military example.

Kevin stated, "By example, influence merely through independent observation of US military strength would be soft power, while explicit promises of using US military strength would be hard power."

Military = hard power. Coercion = hard power.

Nye does state that, "A well-run military can be a source of admiration. The impressive job of the U.S. military in providing humanitarian relief after the Indian Ocean tsunami and the South Asian earthquake in 2005 helped restore the attractiveness of the United States. Military-to-military cooperation and training programs, for example, can establish transnational networks that enhance a country’s soft power." Here the attractiveness of the US military is a form of soft power, but not it being used to force people to change or coerce them such as the current administration has done.

That is why he used the example of Defense Secretary Donald Rumsfeld who was asked about soft power in 2003, he replied “I don’t know what it means.” Rumsfeld chose hard power and to use the military for hard power and neglected soft power.

So what is soft power? Soft power lies in the ability to attract and persuade. Whereas hard power—the ability to coerce—grows out of a country's military or economic might, soft power arises from the attractiveness of a country's culture, political ideals, and policies.

Nye gives this example in his book on Soft Power:

At the 2003 World Economic Forum in Davos, Switzerland, George Carey, former Archbishop of Canterbury, asked Secretary of State Colin Powell why the United States seemed to focus only on its hard power rather than its soft power. Secretary Powell correctly replied that the United States had needed hard power to win World War II, but he politely reminded the skeptics: "And what followed immediately after hard power? Did the United States ask for dominion over a single nation in Europe? No. Soft power came in the Marshall Plan."

In fact, the Marshall Plan was a source of both hard and soft power, providing economic inducements as well as making America more attractive to the Western world. And, of course, the attraction of those ideas and values was crucial to the American victory in the Cold War. The Soviet Union held appeal in many parts of Western Europe after World War II, but it squandered its soft power with repressive policies at home and its invasions of Hungary and Czechoslovakia.

What is soft power? It is the ability to get what you want through attraction rather than coercion or payments. Think of the impact of Franklin Roosevelt's Four Freedoms in Europe at the end of World War II; of young people behind the Iron Curtain listening to American music and news on Radio Free Europe; of Chinese students symbolizing their protests in Tiananmen Square by creating a replica of the Statue of Liberty; of newly liberated Afghans in 2001 asking for a copy of the Bill of Rights; of young Iranians today surreptitiously watching banned American videos and satellite television broadcasts in the privacy of their homes.

When you can get others to want what you want, you do not have to spend as much on sticks and carrots to move them in your direction. Seduction is always more effective than coercion, and many values like democracy, human rights, and individual opportunities are deeply seductive. But attraction can turn to repulsion if we are arrogant and destroy the real message of our deeper values.

Hopefully that helps answer your questions. If not, here is the title of Nye's book

SOFT POWER:
The Means to Success in World Politics
JOSEPH S. NYE JR.

Cheers...

Kevin said...

Reilly,

Thanks for your response.

So, deception is its own category? If so, then how do you explain Nye's preceding claim that the minds "twisted" by Hitler, Stalin, and Mao was "soft power"? Deception can be quite effective in changing people's behavior.

My understanding is that any case of deception is either hard or soft depending upon how it is communicated. e.g. If it is implied, then it is soft; if it is explicit (as in theft #2), then it is hard.

Reilly wrote: "Here the attractiveness of the US military is a form of soft power, but not it being used to force people to change or coerce them such as the current administration has done."

So are you agreeing or disagreeing with my example? In the "soft power" part of my example, the US does not make any explicit threat of force, but its overwhelming military ability nevertheless influences behavior because people implicitly see it as a possibility.

Let's try another one: if I convince you to shovel snow off my driveway in the winter by offering to mow your lawn in the summer in exchange, is that soft or hard power, and why?

Kevin

Kevin said...

Dave,

What is the purpose of addressing myths of "soft power" if not to more clearly articulate and better describe and define its meaning?

And is it really just me? It seems that the myths arose from a misunderstanding of what "soft power" is, which reasonably results from poor articulation.

But I think that I've roughly "figured it out", although I'm also looking for some confirmation from those who also believe they've "figured it out".

I agree that if Reagan's charisma won concessions, then that aspect would qualify as "soft power". Likewise, the American Dream is soft because of how it has been communicated. Yet perhaps it would be hard power if it were explicitly proclaimed by the government, "if you come here, then you will have more freedom and a better chance at prosperity."

Now, it's possible that the degree of uncertainty inherent in that explicit exchange is relevant to whether it is soft or hard, though I haven't seen definition of that degree and it may also result in contradictions.

Kevin

Reilly said...

In your new example you are using neither soft nor hard power. Convincing someone is different. Maybe that would be sales. Not hard or soft power. Everything in life doesn't have to fall in one or the other category. I think that is where you are having difficulty with this topic.

As Nye states, "Soft power lies in the ability to attract and persuade. Whereas hard power—the ability to coerce—grows out of a country's military or economic might, soft power arises from the attractiveness of a country's culture, political ideals, and policies." Here you can see his examples are focused on the international relations realm, not really having to do with me going into Starbucks and having them convince me to buy a larger size drink (for example)

If the military is being used to influence through force or coercion it is hard power. If it is through attraction it is soft power. To dichotomize your example would probably have to depend on the one being impacted and why they are being impacted. And therefore, an unintentional response would not be in the control of the military and therefore not be either hard nor soft. Hard power and soft power have intention. It is a part of political interaction.

Reilly said...

You may also refer back to my November post on Soft Power for additional information about the topic.

Dave Brave said...

I can agree that addressing myths is part of clarifying something in more detail. But it still is not an introductory description. That's what I was trying to say. This article is not an introduction to the concept of 'soft power'.

So maybe if I signed up for macroeconomics 301 without taking macroeconomics 101, the concepts wouldn't be as well spelled-out (since that was accomplished in another course, or in our case, in other articles/books written by Nye).

Kevin said...

Reilly,

So, you're saying that, in addition to deception, sales is its own category of power as well? Isn't such trade identical to the explicit "exchange" that Nye refers to? The power to buy or sell something of value seems like a significant means to influence people.

For example, when the US offers foreign aid with certain conditions, isn't that hard power? If so, how is that significantly different from purchasing a product or service?

You're right that I am assuming that Nye basically classifies power as hard or soft. From your reading, are you aware of him ever doing otherwise? Given that he seems to be advocating a synergy of diverse forms of power, it seems relevant if he is leaving unclassified and thus ignoring significant forms of power, such as deception or the market.

Reilly wrote: "And therefore, an unintentional response would not be in the control of the military and therefore not be either hard nor soft. Hard power and soft power have intention. It is a part of political interaction."

So all power requires intent? That actually seems somewhat contrary to Nye's argument that soft power is often diffuse and difficult to control. For example, is the intent of American music and videos to convert young Iranians to the ideals of democracy and freedom, or is that merely a happy side-effect?

Kevin

Kevin said...

Dave,

Fair enough. It's not an introductory article, though The Benefits of Soft Power that Reilly linked does appear to be introductory and I am still apparently left with a different understanding than Reilly (at a minimum).

Lest it go unsaid, I thank you both for struggling with me through this dialectic. :)

Kevin

Reilly said...

Kevin,

What I am saying is: not everything in life falls in to one of these two categories. You may be able to justify putting aspects into each, but Nye focuses on international relations and foreign affairs.

Nye does not basically categorize life as hard or soft. I have given examples above of what can fall into the category of soft.

"So what is soft power? Soft power lies in the ability to attract and persuade. Whereas hard power—the ability to coerce—grows out of a country's military or economic might, soft power arises from the attractiveness of a country's culture, political ideals, and policies"

""Soft power" is the ability to achieve desired outcomes in international affairs through attraction rather than coercion. It works by convincing others to follow, or getting them to agree to, norms and institutions that produce the desired behavior. Soft power can rest on the appeal of one's ideas or the ability to set the agenda in ways that shape the preferences of others. If a state can make its power legitimate in the perception of others and establish international institutions that encourage them to channel or limit their activities, it may not need to expend as many of its costly traditional economic or military resources."

You can categorize sales in this if you like, but that is not what Nye is talking about. Nye is focusing on soft power as a tool of international relations, "soft power"--the attraction of American democracy and free markets. The United States can use its information resources to engage China, Russia, and other powerful states in security dialogues to prevent them from becoming hostile.

He also states that soft power is difficult to use, as you noted with your "happy side effect," observation.

Governments can control and change foreign policies. They can spend money on public diplomacy, broadcasting, and exchange programs. They can promote, but not control popular culture. In that sense, one of the key resources that produce soft power is largely independent of government control. That is why the Council on Foreign Relations recently suggested the formation of a Corporation for Public Diplomacy—modeled on the U.S. Corporation for Public Broadcasting—to engage wider participation among private groups and individuals (who are often unwilling to be part of official government productions). So yes, it can be difficult to control certain outputs.

Kevin said...

Reilly,

You wrote: "What I am saying is: not everything in life falls in to one of these two categories. You may be able to justify putting aspects into each, but Nye focuses on international relations and foreign affairs."

I agree that Nye's soft/hard categorization is not applicable to "everything in life", but rather only to scenarios of influencing people. Where did you get the impression that I wanted to apply it to other scenarios? We did discuss deception and market power ("sales"), but since those are in fact used to influence people, Nye's categorization should apply, right?

While Nye's overall focus is upon international relations and foreign affairs, his religious (Pope), domestic (Hitler, Stalin, and Mao), and personal (theft) examples of hard/soft power indicate that he does not restrict his categorization to international concerns.

You wrote: "The United States can use its information resources to engage China, Russia, and other powerful states in security dialogues to prevent them from becoming hostile."

Here's another scenario: if the US persuades another state to divulge the location of a terrorist in exchange for sharing some of the US's "information resources", would that be hard or soft power?

Kevin

Reilly said...

Kevin,

Like I said above, Nye is focused on soft power as being one tool of international relations. He has used examples as also posted above.

Keven wrote, "We did discuss deception and market power ("sales"), but since those are in fact used to influence people, Nye's categorization should apply, right?"

And I responded that you could apply soft power to this, but this is not what Nye is focused on when talking about soft power. Maybe you would like to use them as micro-examples of a macro-topic and you could do that. Doing that helps people understand large, intangible concepts but it doesn't make it what it is about. So if we were to use a totally unrelated, micro-example to understand soft power then sales would not be an example because in the macro we don't want to just sell our version in the international area. We want people to be attracted to ours and want to change in-and-of themselves.

And, yes, Nye is focused on the international arena, that is why he publishes in Foreign Affairs and not in a sales and marketing magazine. Many concepts are transferable and interchangeable, but to understand what Nye is trying to influence the government to do, you should stick to his documents. I listed above links to his article sites and his book on Soft Power.

Soft power—"the ability to get what you want through attraction rather than coercion"—is cultivated through relations with allies, economic assistance and cultural exchanges with other countries, projecting a sense that U.S. behavior corresponds with rhetorical support for democracy and human rights and, more generally, maintaining favorable public opinion and credibility abroad. The go-it-alone approach, Nye argues, has led to an unprecedented drop in support for the U.S. abroad, which leaves us scrambling to rebuild Iraq almost singlehandedly, overstretching ourselves militarily and economically. It also hampers efforts to secure the voluntary cooperation of foreign governments essential to dismantling terrorist cells spread throughout the globe. The answer, Nye says, lies in a return to the mix of soft and hard power that cemented the Western alliance and won the Cold War.

Reilly said...

Kevin,

Here are some links to reviews of the Soft Power book. They give some insight into definitions and opinion on the content:

http://www.futurecasts.com/book%20
review%206-4.htm

http://www.international.ucla.edu/
article.asp?parentid=34734

Kevin said...

Reilly,

I think we've gone off on an unnecessary tangent since pretty much any non-international example or hypothetical can be translated into an equivalent international one. Perhaps the only aspect of this tangent which we might still debate is whether Nye has ever suggested that there is some third option besides soft or hard.

But, ultimately, I am trying to define and distinguish soft from hard power through the use of examples. Nye's own examples are helpful, but merely recapitulating his examples and categorization does not test our understanding of the principles that Nye is relying upon. I am interested in narrowing down the variables that truly defines "soft power", so the examples should be fairly simplistic.

The idea being that if we actually understand the defining principles of soft power, which you quote from Nye and continue to repeat in your own words, then we should not have much difficulty determining which scenarios are soft and which are hard (or both) and why. Only once we share a common understanding of soft power can we reasonably argue how there should be more or less of it in combination with hard power.

To get us started, if you (and Dave?) are still willing to participate :), here are some scenarios to categorize as soft/hard and explain why. The first 2 are repeated from my previous posts:

(1) The US convinces a State to open trade barriers by offering an aid package.

(2) The US persuades a State to divulge the location of a terrorist in exchange for the US sharing some of its own "information resources".

(3) The US claims that another State has illicit WMDs which persuades other States to participate in toppling their government.

(4) The UN enacts resolutions without effect, thereby persuading other States to ignore their resolutions.

Kevin

Kevin said...

Wow, that futurecast review looks like it might be a very detailed summary of the entire book! :)

Reilly said...

Kevin,
Sorry for the delayed response. I am right in the middle of a final project for school and am slammed right now. I will pick up again as soon as time permits. Thanks for your ongoing interest and dialogue. Yes, the book review is really in depth! I find it hard to believe that someone put the effort in to dissect it to such a degree. I just came across an article on Soft Power in Canada. And the author discusses just how unclear soft power can be.

Hard Power, Soft Power Reconsidered by Dr. Brooke A. Smith-Windsor. I found it interesting. It shows that soft power and hard power can be confusing and not so clear-cut. The article explains, “… hard power and soft power are vogue terms in Canadian foreign and defense policy circles…” The article depicts power in the form of a Behavioral continuum, which looks like a horizontal thermometer. On one end, there is the Hard Command Power and on the other, there is the Soft Co-optive Power. In between there are the different stages, which is a helpful visual effect. Depending on the negotiations, the process could move either way.

HardPower<=>Coercion<=>Inducement<=>
Agenda<=>Setting<=>Attraction<=>Soft Power

Though this is a good linear portrait of hard and soft power, it could also be two or three-dimensional when it takes on different variables and different degrees. Some discussions point to a combination of soft and hard power – integrative or smart power. Perhaps the answer lies in commonsense power. I guess this would be a relative term, but could point to a multi-dimensional aspect of soft and hard power.

He chooses to use a continuum line from hard to soft with variations in between. Anyways, I'll check back as soon as I get this project done.

Cheers...

Kevin said...

Reilly,

Thanks for the update, and good luck on your project. I've been a bit busy too. :)

The soft side of the hard-soft continuum you describe seems a bit confusing to me. Here are my (semi-guess) definitions of the terms used:

(1) Hard Power Extreme = the actual use of force?

(2) Coercion = the threat of using force / negative consequences.

(3) Inducements = offering incentives / positive consequences.

(4) Agenda Setting (I assume the two actually form a single item) = the power to control other people's goals. This seems circular or meaningless as a technique for influencing since it implies that people have already agreed to be controlled to some extent.

(5) Attraction appears to be the same as (6) Soft Power Extreme, making it a single isolated point.

I think Nye has classified 1, 2, and 3 as hard power, which is somewhat curious since most people might intuitively categorize an incentive as soft, which leads me to believe that Nye has a rather strict definition for "soft" based upon explicit exchange. 4 seems rather flawed as a technique for influencing behavior since it begs the question. And since 5 and 6 appear to be equivalent, the soft side lacks variation and continuity.

I do see that there is some sort of gradation from 1 to 3, but what is it?

Is it morality? It does seem more difficult to morally justify force than incentives.

Is it certainty? Directly forcing someone to do something has a more certain result, at least for the short term, than offering an incentive.

Regarding other dimensions, I think the primary requirement is that every dimension be independent of any of the other dimensions. So, a new dimension is implied when there is no way of modeling a scenario solely in terms of already existing dimensions. In that light, we can consider examples that might involve other dimensions of influence besides "soft" and "hard" if you can come up some to analyze.

Of course, we'd first have to come up with some definitions for "soft" and "hard" to know their specific limits -- which was actually my primary concern throughout this thread.

It occurs to me that Nye (et al.) does not actually advocate soft power as a whole but only certain soft power strategies. i.e. I don't believe he is suggesting using the techniques of Hitler, Stalin, or Mao. As such, perhaps it is better (for us and Nye) to consider each strategy independently rather than as the entire (apparently vague) concept of soft power.

Cheers,

Kevin